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Inactive

Bret Harmon Hoag

Mariner

State College, PA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-04
PA RA APPROVED 2018-03-15
  • MI RA
    APPROVED
    Since 2024-01-04
  • PA RA
    APPROVED
    Since 2018-03-15

Branch Locations

1375 Martin St., Suite 200, State College, PA 16803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vantage Investment Advisors, Llc State College PA 09/2010 09/2018
Mariner Wealth Advisors State College PA 03/2018 Present
  • 09/2010 → 09/2018
    Vantage Investment Advisors, Llc
    State College, PA
  • 03/2018 → Present
    Mariner Wealth Advisors
    State College, PA
Previous Registrations
  • 2015-03-30 → 2018-10-11
    Mariner Wealth Advisors
    State College, PA
    State College, PA
  • 2010-09-20 → 2015-03-30
    Art Investment Partners, Llc
    State College, PA
  • 2010-02-26 → 2010-09-22
    Wells Fargo Advisors Financial Network, Llc
    Harrisburg, PA
  • 2006-09-26 → 2010-03-01
    Cetera Investment Services Llc
    State College, PA
  • 2004-10-28 → 2006-09-22
    Pnc Wealth Management Llc
    Huntingdon, PA
    State College, PA
    State College, PA
    State College, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-25
S63 Uniform Securities Agent State Law Examination 2002-08-08
  • S65 Uniform Investment Adviser Law Examination
    2004-10-25
  • S63 Uniform Securities Agent State Law Examination
    2002-08-08

View on SEC IAPD

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LPL FINANCIAL LLC

Other Investors

Jeffrey Malcolm Weatherford
DOREEN LEONA KOLENO
BENJAMIN WESTPHAL PAYNE
Cy Treaster
ROBERT HENRY PFAHL
DAVID L ROSENBLATT
ROBERT JOHN HINSON
JENNIFER A NEWMAN

Other Offices

VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · STATE COLLEGE, PA
VICUS CAPITAL, INC. · State College, PA
VICUS CAPITAL, INC. · State College, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
NESTLERODE & LOY, INC. · STATE COLLEGE, PA
ABUNDANCE WEALTH COUNSELORS, LLC · STATE COLLEGE, PA

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