Jason Wade Roberts

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Other Businesses

Business Ownership; Let it Go Holding Group, LLC; ; This LLC will be set up to function expenses from my personal holdings to pay for all business related expenses including Rent, supplies, non-registered staff comp and such; 9821 Katy Freewayste 210Houston, TX 77024, ,; Not Investment-Related; 10/15/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Katy Freeway Advisors LLC; ; LLC to run our real estate lease and office expense through with 3 other people; 9821 Katy Freeway Ste 210Houston, TX 77024, ,; Not Investment-Related; 10/06/2016; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Last Chance Recovery Center; Advisor; 5130 Milwee StreetHouston, TX 77092, ,; ; 12/27/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-13
• S63 Uniform Securities Agent State Law Examination
  2000-02-07