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Ilya Khait

LPl Enterprise, LLC

Holmdel, NJ

Brooklyn, NY

CRD 4546590

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Holmdel, NJ • United States

28 Village Road North 2Nd Floor, Suite R- 2, Brooklyn, NY 11223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Brooklyn NY 10/2002 11/2024
Prudential Insurance Company Of America Brooklyn NY 02/2001 Present
Lpl Enterprise, Llc Brooklyn NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Pruco Securities, Llc.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-10
  • S66 Uniform Combined State Law Examination
    2005-01-10

View on SEC IAPD

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