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Sean Everett Slater

State Farm Investment Management Corp.

Centennial, CO

CRD 4546582

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-08-25
WY RA APPROVED 2024-12-13
AZ RA APPROVED 2024-03-07
CO RA APPROVED 2018-08-10
  • UT RA
    APPROVED
    Since 2025-08-25
  • WY RA
    APPROVED
    Since 2024-12-13
  • AZ RA
    APPROVED
    Since 2024-03-07
  • CO RA
    APPROVED
    Since 2018-08-10

Branch Locations

7700 E Arapahoe Rd Ste. 250, Centennial, CO 80112 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sean Slater Insurance Agency Centennial CO 07/2007 Present
State Farm Vp Management Corp Centennial CO 07/2007 Present
State Farm Investment Management Corp Centennial CO 08/2018 Present
  • 07/2007 → Present
    Sean Slater Insurance Agency
    Centennial, CO
  • 07/2007 → Present
    State Farm Vp Management Corp
    Centennial, CO
  • 08/2018 → Present
    Centennial, CO
Other Businesses

1) Sean Slater's Insurance Agency; Insurance Agency; Investment-related; 7777 E Arapahoe Rd Ste 103 Centennial, CO 80112-1256; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2007; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-15
  • S63 Uniform Securities Agent State Law Examination
    2024-07-15
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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