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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-11-22
FL RA APPROVED 2020-01-06
TX RA APPROVED 2020-01-03
  • CA RA
    APPROVED
    Since 2021-11-22
  • FL RA
    APPROVED
    Since 2020-01-06
  • TX RA
    APPROVED
    Since 2020-01-03

Branch Locations

2145 14Th Avenue Suite 11, Vero Beach, FL 32960-4413 • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Troy MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Troy MI 11/2016 11/2018
Stifel Nicolaus & Co Inc Bloomfield Hills MI 11/2018 01/2020
Ameriprise Financial Services Inc Vero Beach FL 01/2020 03/2020
Ameriprise Financial Services, Llc Vero Beach FL 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Archangel Management, LLC.; Sole owner of managing the income/outflow of a financial advisory practice; Consulting; 81 Cache Cay Dr, , Vero Beach, FL, 32963; Investment-Related; 12/31/2020; 1 to 9 hours per month; 0 during trading hours / Seraph Management, LLC.; Owner. I have an outside property manager handle the affairs of these properties for me.; rental homes; 81 Cache Cay Dr, , Vero Beach, FL, 32963; Not Investment-Related; 02/26/2015; 0 hours per month; 0 during trading hours. Other Business Activities; Christ Fellowship Church sponsored "My God, My Money" course; A Financial Change class as part of the Financial Peace University series inspired by Dave Ramsey offered by the church to congregants seeking better personal debt management on a Sunday morning. I was called upon to fill in as a table leader. There is no cost to participants and no compensation to me as a table leader.; 927 14th Lane, , Vero Beach, FL, 32960; Investment-Related; 10/20/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2002-10-11
Designations
Other Names
  • Todd M Winter
  • Todd Mitchell Winter

View on SEC IAPD

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