Brandyn Forrest Cavin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 12/2016
  Foothill Securities, Inc.
  Mountain View, CA
• 07/2006 → Present
  Investment Planning Group
  Soquel, CA
• 12/2016 → 06/2024
  Securities America, Inc.
  Soquel, CA
• 02/2017 → 06/2024
  Securities America Advisors
  Soquel, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Soquel, CA

Previous Registrations

• 2017-02-02 → 2024-06-14
  Securities America Advisors, Inc.
  Soquel, CA
• 2001-12-26 → 2006-05-23
  Mercer Advisors
  Santa Barbara, CA

Other Businesses

***CAVIN FINANCIAL POSITION: Financial Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 02/01/2017 ADDRESS: 2805 Porter Street, Soquel CA 95073 DESCRIPTION: registered rep with SAI ***DBA - Cavin Financial ***PACIFIC INCOME PROVIDER POSITION: Selling agent for fixed annuities NATURE: Fixed annuity business through Pacific Life Insurance Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/02/2023 ADDRESS: 2805 Porter Street, SOQUEL CA 95073 DESCRIPTION: Fixed Annuity business through Pacific Life Insurance Company

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-10-11
• S65 Uniform Investment Adviser Law Examination
  2001-11-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant