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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life | Clifton Park | NY | 03/2020 | 03/2024 |
| Equity Services, Inc | Montpelier | VT | 03/2020 | 03/2024 |
| Honeoye Falls Distillery | Honeoye Falls | NY | 04/2015 | 12/2019 |
| Pruco Securities, Llc | Paramus | NJ | 03/2024 | 11/2024 |
| The Prudential Insurance Co. Of America | Paramus | NJ | 03/2024 | Present |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-23 |
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