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1177 West Loop S Suite 1825, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-18 |
Branch Locations
1177 West Loop S Suite 1825, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 04/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Houston | TX | 01/2009 | Present |
| Saxon Interests S-Corp | Houston | TX | 05/2005 | Present |
| Saxon Financial Group | Houston | TX | 05/2005 | Present |
| N/A | Bellville | TX | 02/2014 | Present |
| Saxon Interests, Inc. | Houston | TX | 02/2021 | Present |
| Saxon Financail Group | Houston | TX | 02/2021 | Present |
1) I PURCHASED APPROX. 96 ACRES OF MY HOME BACK IN 1993. I LEASE OUT THE LAND FOR AGRICULTURAL PURPOSES. IN ADDITION I GROW OAK & PALM TREES FOR SALE AT A FUTURE DATE. I DO NOT INCLUDE CLIENTS IN ANY PART OF THE BUSINESS. 2) Name of Business : Saxon Interests, Inc. Address: Houston, TX Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/20/2019 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: Saxon Financial Group is the name we hold out (DBA) however the name of the supporting S Corp is Saxon Interests, Inc 3) Saxon Financial Group Address: 1177 West Loop S Ste 1300,Houston, TX Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/01/2005 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Owner of support company 4) N/A - BELLVILLE, TX - 02/2014 TO PRESENT - AGRICULTURE/FARMING - I OWN A 120 ACRES AND I LEASE THE PASTURE TO A NEIGHBOR SO I GET AG EXEMPTION AND HE HAS A PLACE FOR HIS COWS TO GRAZE - 1 HOUR PER MONTH - 0 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED. 5) Saxon Financial Group Address: 1177 West Loop S Ste 1300,Houston, TX Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 01/23/2018 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 4 Description of duties: I will meet with clients and assist them in assessing their need for life insurance. I will then bring in the life insurance expert to assist in providing the right solutions. 6. Saxon Financail Group Address: 1177 West Loop S Ste 1300,Houston, TX Nature of the Business: Independent RIA Position/Title: Officer - CEO Investment Related:Yes Start Date: 02/08/2021 Hours per month devoted to this business: 40 Hours per month devoted to this business during trading hours: 40 Description of duties: This is our new RIA. We are rolling out April 1, 2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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