Jane W Griffith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Jane W. Griffith Esq
  New Haven, CT
• 09/2013 → 05/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2023 → Present
  Lpl Financial Llc
  Hamden, CT

Previous Registrations

• 2013-09-03 → 2023-05-31
  Cetera Wealth Services, Llc
  Hamden, CT
  Madison, CT
• 2007-08-01 → 2013-09-03
  Walnut Street Securities, Inc.
  New Haven, CT

Other Businesses

1)05/2023 - Sterling Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)05/2023 - Jane W Griffith Esq. - Law Practice - Non-Inv Rel - At Reported Business Location(s) - Start: 05/1992 - 40 Hr/Mth 3)05/2023 - Jane W Griffith Esq - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 09/1990 - 25 Hr/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-11
• S63 Uniform Securities Agent State Law Examination
  2002-10-03

Designations

• Certified Financial Planner

Other Names

• Jane W. Field
• Jane W Griffith