Andrew M. Bernstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2014-03-03

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2014-03-03

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	06/2009	Present
Morgan Stanley Private Bank, N.A	New York	NY	12/2025	Present

06/2009 → Present

Morgan Stanley Smith Barney

New York, NY
12/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*408403- Trust; Investment related Yes; City, State; Trust; Trustee/Co-Trustee; 09/2019; During business hours: 0; After business hours: 0; Estate Administration * 464983 - Trust; Investment related Yes; Milford, Pennsylvania; Trust; Trustee/Co-Trustee; 11/2021; During business hours: 0; After business hours: 0; Estate Administration

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-05

S66 Uniform Combined State Law Examination

2002-09-05

Other Names

Andrew Berstein
Andrew Bernstein

View on SEC IAPD