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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-11 |
| OH | RA | APPROVED | 2022-10-07 |
Branch Locations
3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States
159 Crocker Park Blvd Suite 300 [Satellite], Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westlake | OH | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake | OH | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Beachwood | OH | 10/2022 | Present |
CARTER PRIVATE WEALTH LLC, INV RELATED, BEACHWOOD, OH, 100% OWNERSHIP, START 6/6/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING, FOR INSURANCE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-08 |
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