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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-06-12 |
| MN | RA | APPROVED | 2018-05-04 |
| TX | RA | APPROVED_RES | 2010-04-29 |
| IL | RA | APPROVED | 2010-04-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rock Island | IL | 04/2010 | Present |
1. 04/23/2010: Dillender Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/6/2020 - Rawlings Tigers-Quad Cities - Not Investment Related - Home Based - Other-Business Owner - Start Date: 8/10/2020 - 16 Hours Per Month/0 Hours During Securities Trading - Coach and regional director for baseball teams.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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