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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-27
  • PA RA
    APPROVED
    Since 2026-04-27

Branch Locations

Wyndmoor, PA • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

928 Jaymor Road, Suite C-190, Southampton, PA 18966 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Boston MA 06/2006 10/2017
Lpl Financial, Llc Southampton PA 03/2011 Present
Wealthcare Advisory Partners, Llc West Chester PA 10/2017 04/2026
Private Advisor Group, Llc Southampton PA 04/2026 Present
Previous Registrations
Other Businesses

1. 10/18/2017 - Wealthcare Advisory Partners LLC / Wealthcare Advisory Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/10/2017 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 10/10/2017. I expect to spend approximately [160 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/18/2017 - Kempner Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2006 - 16 Hours Per Month/1 Hour During Securities Trading. 3. 11/7/2017 - Kempner Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2006 - 160 Hours Per Month/7 Hours During Securities Trading - I provide administrative support to Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 01/01/2006. I expect to spend approximately 160 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/8/2018 - Kempner Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2006 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 01/01/2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/04/2026 - Kempner Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/27/2026 - 160 hours per month/ during trading 6. 06/04/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 05/21/2026 - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-22
  • S66 Uniform Combined State Law Examination
    2002-08-22

View on SEC IAPD

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