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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

13001 Seal Beach Blvd. Suite 375, Seal Beach, CA 90740 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3D Studio Gallery Santa Barbara CA 05/2000 12/2016
First Financial Equity Corporation Long Beach CA 02/2012 03/2022
Lpl Financial Llc Mission Viejo CA 03/2022 Present
Strategic Wealth Advisors Group Sacramento CA 03/2022 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 05/2000 → 12/2016
    3D Studio Gallery
    Santa Barbara, CA
  • 02/2012 → 03/2022
    First Financial Equity Corporation
    Long Beach, CA
  • 03/2022 → Present
    Lpl Financial Llc
    Mission Viejo, CA
  • 03/2022 → 07/2026
    Strategic Wealth Advisors Group
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2022-03-07 → 2026-06-26
    Seal Beach, CA
    Long Beach, CA
    Seal Beach, CA
  • 2012-02-10 → 2022-03-10
    Ffec Wealth Partners Llc
    Scottsdale, AZ
    Scottsdale, AZ
    Long Beach, CA
    Scottsdale, AZ
    Scottsdale, AZ
  • 2011-11-22 → 2012-02-10
    Tri-Ad Capital Management, Inc.
    Escondido, CA
  • 2007-06-11 → 2009-12-11
    Seal Beach, CA
    Long Beach, CA
Other Businesses

1) 06/10/2022 - Midland Life Insurance - Investment Related - 6700 E. Pacific Coast Hwy., Ste 286, Long Beach, CA 90803 - Non-Variable Insurance - Start Date - 05/03/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 2) 06/10/2022 - No Business Name - Not Investment Related - 6700 E. Pacific Coast Hwy., Ste 286, Long Beach, CA 90803 - Non-Variable Insurance - Start Date - 03/07/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 3) 09/20/2022 - Dilday and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2022 - 180 Hours Per Month/180 Hours During Securities Trading 4) 3/24/2023 - One American - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/07/2022 - 1 Hours Per Month/1 Hours During Securities Trading 5) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-09-05
S66 Uniform Combined State Law Examination 2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-09-05
  • S66 Uniform Combined State Law Examination
    2007-06-08
Other Names
  • Frank Peter Messano

View on SEC IAPD

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