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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
13001 Seal Beach Blvd. Suite 375, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 3D Studio Gallery | Santa Barbara | CA | 05/2000 | 12/2016 |
| First Financial Equity Corporation | Long Beach | CA | 02/2012 | 03/2022 |
| Lpl Financial Llc | Mission Viejo | CA | 03/2022 | Present |
| Strategic Wealth Advisors Group | Sacramento | CA | 03/2022 | 07/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 06/2026 | Present |
1) 06/10/2022 - Midland Life Insurance - Investment Related - 6700 E. Pacific Coast Hwy., Ste 286, Long Beach, CA 90803 - Non-Variable Insurance - Start Date - 05/03/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 2) 06/10/2022 - No Business Name - Not Investment Related - 6700 E. Pacific Coast Hwy., Ste 286, Long Beach, CA 90803 - Non-Variable Insurance - Start Date - 03/07/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 3) 09/20/2022 - Dilday and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2022 - 180 Hours Per Month/180 Hours During Securities Trading 4) 3/24/2023 - One American - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/07/2022 - 1 Hours Per Month/1 Hours During Securities Trading 5) 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-09-05 |
| S66 | Uniform Combined State Law Examination | 2007-06-08 |
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