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Charlotte Elaine Jackson

Rbc Capital Markets, LLC

Asheville, NC

Clyde, NC

CRD 4545327

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-03-03
NC RA APPROVED 2008-07-17
  • VI RA
    APPROVED
    Since 2025-03-03
  • NC RA
    APPROVED
    Since 2008-07-17

Branch Locations

Two Town Square Boulevard Suite 325, Asheville, NC 28803-5035 • United States

Clyde, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Asheville NC 07/2008 Present
Previous Registrations
  • 2007-09-27 → 2008-06-23
    Banc Of America Investment Services, Inc.
    Asheville, NC
    Asheville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-21
S63 Uniform Securities Agent State Law Examination 2002-11-27
  • S66 Uniform Combined State Law Examination
    2007-09-21
  • S63 Uniform Securities Agent State Law Examination
    2002-11-27
Other Names
  • Charlotte E. Franklin
  • Charlotte Elaine Franklin
  • Elaine F Jackson

View on SEC IAPD

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