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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-23 |
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 08/2016 | 10/2019 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 10/2019 | Present |
NOTARY PUBLIC, NOT INV RELATED, VALENCIA, CA, START: 10/24/2019, 1 HR/MONTH, 0 HRS DURING TRADING.| SAUGUS BOYS GOLF BOOSTER CLUB INC; NOT INV RELATED; SAUGUS, CA; TREASURER; START DATE 06/04/2025; 2 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-12 |
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