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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

Lafayette, LA • United States

2000 Kaliste Saloom Rd Ste 300, Lafayette,, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Lafayette LA 11/1999 10/2019
1St Global Advisors, Inc. Lafayette LA 11/2002 10/2019
Avantax Insurance Services, Inc. Lafayette LA 10/2004 09/2025
Darnell, Sikes, Gardes & Frederick Lafayette LA 08/2008 01/2018
Darnall, Sikes & Frederick (Corp. Of Certif. Public Accountants) Lafayette LA 08/2018 Present
Avantax Advisory Services Lafayette LA 10/2019 09/2025
Avantax Investment Services, Inc. Lafayette LA 10/2019 09/2025
Darnall, Sikes & Frederick (A Corporation Of Certified Public Ac Lafayette LA 08/2008 Present
Cetera Wealth Services, Llc Lafayette LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/1999 → 10/2019
    1St Global Capital Corp
    Lafayette, LA
  • 11/2002 → 10/2019
    1St Global Advisors, Inc.
    Lafayette, LA
  • 10/2004 → 09/2025
    Avantax Insurance Services, Inc.
    Lafayette, LA
  • 08/2008 → 01/2018
    Darnell, Sikes, Gardes & Frederick
    Lafayette, LA
  • 08/2018 → Present
    Darnall, Sikes & Frederick (Corp. Of Certif. Public Accountants)
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Lafayette, LA
  • 08/2008 → Present
    Darnall, Sikes & Frederick (A Corporation Of Certified Public Ac
    Lafayette, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lafayette, LA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Lafayette,, LA
    Lafayette, LA
  • 2002-11-04 → 2019-10-25
    1St Global Advisors Inc
    Lafayette, LA
Other Businesses

1) DARNALL SIKES WEALTH PARTNERS LLC POSITION: Member and Financial Advisor NATURE: Entity used to market wealth management services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/20/2018 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508, United States DESCRIPTION: Normal duties associated with a Financial Advisor 2) Jennifer S Ziegler POSITION: EXECUTOR for Life Partner NATURE: ESTATE MANAGEMENT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: NULL START DATE: 10/22/2015 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508, United States DESCRIPTION: Duties as stated under terms of will. 3) D LOT, LLC POSITION: LLC Member (Single member) NATURE: Many years ago my father gave me a parcel of land (1 acre) which I have owned in my name. It is a vacant lot with no income or business activity and that will not change. For liability protection purposes only I formed D Lot, LLC and contributed that parcel of land to the LLC. I am the only LLC member. Nature of business NONE Title - managing member with no duties or responsibilities Hours spent - NONE Location - Iberia Parish Louisiana Compensation - NONE INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2021 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: NONE 4) WILD HAIR INVESTMENTS, LLC POSITION: Managing Member NATURE: My spouse and I will be purchasing a fractional interest in a vacation home in Colorado on August 20, 2021. For liability protection purposes and also for estate planning reasons, we formed this LLC owned equally by my spouse and me to acquire this property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2021 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: As Co manager, we must file a status report with the LA secretary of state once a year which takes less than 1 hour. 5) DARNALL, SIKES & FREDERICK (A CORPORATION OF CERTIFIED PUBLIC ACCOUNTANTS POSITION: CPA NATURE: CPA firm - name is changed INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2008 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508, United States DESCRIPTION: Tax and accounting services 6) OUTSIDE PROPERTIES, LLC POSITION: MANAGING MEMBER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2003 ADDRESS: 110 Woodsboro Drive, Lafayette LA 70508, United States DESCRIPTION: TRADE; COLLECT AND DEPOSIT LEASE INCOME CHECKS, PAY BILLS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-06
  • S66 Uniform Combined State Law Examination
    1999-12-06
Designations

View on SEC IAPD

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