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Matthew Earl Bose

LPl Financial LLC

Fishers, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

11389 Lantern Rd, Fishers, IN 46038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Indianapolis IN 06/2002 07/2021
Various Insurance Carriers For W & R Insurance Agencies Fishers IN 10/2002 07/2021
Matthew E Bose Fishers IN 10/2013 07/2021
Rental Property Miramar Beach FL 11/2019 07/2021
Lpl Financial Llc Fishers IN 07/2021 Present
  • 06/2002 → 07/2021
    Waddell & Reed Inc
    Indianapolis, IN
  • 10/2002 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Fishers, IN
  • 10/2013 → 07/2021
    Matthew E Bose
    Fishers, IN
  • 11/2019 → 07/2021
    Rental Property
    Miramar Beach, FL
  • 07/2021 → Present
    Fishers, IN
Previous Registrations
  • 2002-09-10 → 2021-07-21
    Waddell & Reed
    Indianapolis, IN
    Charleroi, PA
    Fishers, IN
Other Businesses

1. 11/2019/Matthew Bose/Indy Wealth Advisors/DBA for LPL Business (entity for LPL business)/Investment Related/Fishers, IN/0 HRS/MO 2. 1/2015/Matthew E. Bose, Inc/Business Entity For Tax/Investment Purposes Only/Investment Related/Fishers, IN/0 HRS/MO 3. 11/2019/Matthew Bose/Other/Investment Related/Miramar Beach, FL/1 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-06
  • S66 Uniform Combined State Law Examination
    2002-09-06
Other Names
  • Matthew Bose

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