Mark Eugene Abraham

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 04/2023
  Securities America Inc.
  Tarrytown, NY
• 07/2014 → 04/2023
  Arbor Point Advisors
  Tarrytown, NY
• 04/2023 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2014-07-01 → 2023-04-18
  Arbor Point Advisors
  Sleepy Hollow, NY
  Tarrytown, NY
• 2010-08-18 → 2014-07-28
  Wrp Investments, Inc.
  Sandy Hook, CT
  Windsor Locks, CT
• 2002-09-04 → 2010-08-27
  Ameriprise Financial Services, Llc
  Westport, CT
  Norwalk, CT

Other Businesses

1) MA FINANCIAL PLANNING, 539 Martling Avenue, Tarrytown NY 10591, United States, 04/2023, AGENT, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 2 HR/MO - 8 HR/MO TRADING. 2) EDGEMONT AT TARRYTOWN BOARD OF MANAGERS, Tarrytown NY 10591, 07/12/2022, Board Member, Condominium development board member, NIR, 4 HR/MO - 0 HR/MO TRADING 3) MARK ABRAHAM, Tarrytown NY 10591, 04/30/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO - 0 HR/MO TRADING 4) CIRA, Fairfield IA 52556, 04/17/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 5) MA FINANCIAL PLANNING, 539 Martling Avenue, Tarrytown NY 10591, United States, 04/2023, INVESTMENT ADVISOR REPRESENTATIVE, CIRA AFFILIATION, INV REL, 130 HR/MO - 120 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-03

Designations

• Certified Financial Planner