Adam Alexander Aulestia

Current Employers

Employment History

• 09/2009 → 05/2019
  Lpl Financial Llc
  Annapolis, MD
• 09/2009 → Present
  Aulestia Wealth Management, Inc.
  Annapolis, MD
• 05/2019 → Present
  Aulestia Wealth Management, Inc.
  Annapolis, MD

Previous Registrations

• 2009-09-04 → 2019-05-14
  Lpl Financial Llc
  Baltimore, MD
  San Diego, CA
  Annapolis, MD
• 2009-06-01 → 2009-09-09
  Morgan Stanley
  Baltimore, MD
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Baltimore, MD
• 2002-08-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Baltimore, MD
  Baltimore, MD

Other Businesses

Adam Alexander Aulestia is an independent licensed insurance agent. Adam Alexander Aulestia is a member of Independent Marketing Organization, which services, holds and sells Fixed Indexed Annuities. Located at 301 Fourth Street, Suite B6, Annapolis, MD 21403.Start date with business: 2019-06-24; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Adam Alexander Aulestia is Partner of Virtual Bridge LLC, an entity which participates in private investment activities. Located at 551 Beach Drive, Annapolis, MD 21403. Start date with business: 2019-06-25; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0; AAdam Aulestia acts as an organizer to multiple Special Purpose Vehicles ("SPVs"), which are organized to invest in private companies. Start of business: 07/09/2021. 1 hour a month is dedicated to this activity during trading hours and 2 hour a month is dedicated to this activity outside of trading hours. He receives no yearly compensation for this activity.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-15

Designations