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Ariel Gustavo Crespo

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Dallas, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-11
  • TX RA
    APPROVED
    Since 2012-07-11

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 06/2005 Present
Tiaa Frisco TX 06/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-09
S65 Uniform Investment Adviser Law Examination 2006-11-27
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S66 Uniform Combined State Law Examination
    2012-07-09
  • S65 Uniform Investment Adviser Law Examination
    2006-11-27
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14
Other Names
  • Airel Gustavo Crespo

View on SEC IAPD

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