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James C. Puckett

Synovus Securities, Inc.

Birmingham, AL

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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-05-03
  • AL RA
    APPROVED
    Since 2021-05-03

Branch Locations

800 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 11/2011 04/2021
Bbva Securities Inc. Birmingham AL 05/2013 04/2021
Bbva Compass Insurance Agency, Inc. Austin TX 05/2012 04/2021
Bbva Wealth Solutions Inc. Birmingham AL 03/2017 04/2021
Synovus Bank Birmingham AL 05/2021 01/2026
Synovus Securities, Inc. Birmingham AL 05/2021 Present
Pinnacle Bank Birmingham AL 01/2026 Present
  • 11/2011 → 04/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 04/2021
    Bbva Securities Inc.
    Birmingham, AL
  • 05/2012 → 04/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 03/2017 → 04/2021
    Bbva Wealth Solutions Inc.
    Birmingham, AL
  • 05/2021 → 01/2026
    Synovus Bank
    Birmingham, AL
  • 05/2021 → Present
    Synovus Securities, Inc.
    Birmingham, AL
  • 01/2026 → Present
    Pinnacle Bank
    Birmingham, AL
Previous Registrations
  • 2017-03-03 → 2021-04-30
    Pnc Managed Account Solutions, Inc.
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-24
S63 Uniform Securities Agent State Law Examination 2012-02-07
  • S66 Uniform Combined State Law Examination
    2017-02-24
  • S63 Uniform Securities Agent State Law Examination
    2012-02-07
Other Names
  • James Chappell Puckett
  • James C Puckett

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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