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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-07-10 |
| TX | RA | APPROVED_RES | 2005-09-02 |
| TN | RA | APPROVED | 2004-01-09 |
Branch Locations
One Union Square, Chattanooga, TN 37402 • United States
Rising Fawn, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Chattanooga | TN | 06/2002 | Present |
1) Appalachian Carbon Exchange / 1214 Dartmouth StreetChattanoogaTN37405 / The Appalachian Carbon Exchange builds carbon projects that benefit water quality and biodiversity / Member of Board of directors / Board will be involved in the management of the business and affairs of the entity. The board will serve without compensation for their services. / Start Date: 4/1/2022 /// 2) NAME OF OTHER BUSINESS: Long Branch Home Owners Association / INVESTMENT RELATED?: NA/ ADDRESS:PO Box 2275/ NATURE OF THE BUSINESS: Home Owners Association / POSITION: Member of Board of directors / DUTIES: President of the Home Owners Association/ START DATE: 1/1/2021 / HOURS DEVOTED TO BUSINESS: NA 3) Double Park Properties, LLC/Company/buying rental properties/ Role -Proprietor / owner/ Duty - Manage, purchase, and sell rental real estate properties/ Compensation - Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-03 |
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