Philip Jeffrey Capell

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-03
NY	RA	APPROVED	2024-04-01
TX	RA	APPROVED	2024-04-01

FL RA
APPROVED

Since 2024-04-03
NY RA
APPROVED

Since 2024-04-01
TX RA
APPROVED

Since 2024-04-01

Branch Locations

48 S Service Rd Suite 102, Melville, NY 11747 • United States

2255 Glades Rd Suite 324A, Boca Raton, FL 33431 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Piermont Wealth Management Inc.	Melville	NY	01/2001	03/2024
Wealth Enhancement Group	Boca Raton	FL	04/2024	Present
Wealth Enhancement Advisory Services	Boca Raton	FL	04/2024	Present

01/2001 → 03/2024

Piermont Wealth Management Inc.

Melville, NY
04/2024 → Present

Wealth Enhancement Group

Boca Raton, FL
04/2024 → Present

Wealth Enhancement Advisory Services

Boca Raton, FL

Previous Registrations

2014-09-24 → 2024-04-05

Piermont Wealth Management Inc.

Melville, NY

Woodbury, NY

Boca Raton, FL

Other Businesses

JIMAP, LLC - BOCA RATON, FL - REAL ESTATE. 0 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS PIERMONT, INC - MELVILLE, NY - REAL ESTATE. 0 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS PHILIP J CAPELL P.C - MELVILLE, NY - ATTORNEY. MINIMAL LEGAL SERVICES PROVIDED. 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS SHEILA CAPELL REVOCABLE TRUST - INVESTMENT RELATED - BOCA RATON, FL - CO-TRUSTEE - START DATE: 05/2025 - 1 HOUR SPENT PER MONTH, 0 HOURS SPENT DURING TRADING HOURS. JIMAP531 LLC - INVESTMENT RELATED - BOCA RATON, FL - START DATE: 03/2024 - 1 HOUR SPENT PER MONTH, 0 HOURS SPENT DURING TRADING HOURS.