Richard Andrew Cobe

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2009-12-11

NY RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2009-12-11

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Paramus	NJ	12/2009	Present

12/2009 → Present

Lpl Financial Llc

Paramus, NJ

Previous Registrations

2008-05-13 → 2009-12-11

Hsbc Securities (Usa) Inc.

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY
2004-10-20 → 2008-05-06

Banc Of America Investment Services, Inc.

Fort Lee, NJ

Ridgewood, NJ
2002-11-25 → 2004-10-20

Quick & Reilly, Inc.

New York, NY

Other Businesses

1. 02/18/2025- Richard A. Cobe- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 02/10/2025- 4 Hours Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-29

S66 Uniform Combined State Law Examination

2002-08-29

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews