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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-03
MN RA APPROVED 2013-11-25
  • TX RA
    APPROVED
    Since 2020-11-03
  • MN RA
    APPROVED
    Since 2013-11-25

Branch Locations

84 3Rd St Nw, Forest Lake, MN 55025-1114 • United States

Forest Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 07/2002 03/2020
Ameriprise Financial Services, Llc Forest Lake MN 03/2020 Present
Other Businesses

Board of Directors; Forest Lake Nordic Team Booster Club; Treasurer; 6101 Scandia Trl. N, , Forest Lake, MN, 55025; Not Investment-Related; 11/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2002-10-01
Designations

View on SEC IAPD

Other Firms

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Other Offices

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