Andrew James Hays

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 03/2020
  Ameriprise Financial Services, Inc.
  New Brighton, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Forest Lake, MN

Other Businesses

Board of Directors; Forest Lake Nordic Team Booster Club; Treasurer; 6101 Scandia Trl. N, , Forest Lake, MN, 55025; Not Investment-Related; 11/03/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-01

Designations

• Certified Financial Planner