Matthew Mark Byrley

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2012-12-13
OH	RA	APPROVED	2012-12-12

KY RA
APPROVED

Since 2012-12-13
OH RA
APPROVED

Since 2012-12-12

Branch Locations

335 Mt. Zion Rd., Florence, KY 41042 • United States

110 Pavilion Parkway, Newport, KY 41071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cincinnati	OH	12/2012	Present

12/2012 → Present

Fifth Third Securities

Cincinnati, OH

Previous Registrations

2009-12-21 → 2012-12-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-04
S63	Uniform Securities Agent State Law Examination	2002-07-23

S65 Uniform Investment Adviser Law Examination

2009-12-04
S63 Uniform Securities Agent State Law Examination

2002-07-23

Other Names

Matthew M Byrley

View on SEC IAPD