Andrew John Fleming

Current Employers

Employment History

• 10/2012 → Present
  Alps Distributors, Inc.
  Denver, CO
• 02/2016 → Present
  Heartland Advisors, Inc.
  Milwaukee, WI

Other Businesses

1. Heartland Advisors; Investment-Related; 790 Water St, Ste 1200, Milwaukee, WI 53202; Investment Advisor; Portfolio Manager; Start 06/2012;176 HRS/MON; 132 HRS/MON; Investment Management. 2. ALPS Distributors, INC.; Investment-Related; 1290 Broadway, Suite1000, Denver, CO 80203; Broker-Dealer; Registered Representative; 160 HRS/MON, 130 HRS/MON During Trading Hours. 3. Betty Brinn Children's Museum; Investment-Related; 929 E Wisconsin Ave. Milwaukee, WI 53202; Chairman on the Foundation Board, 3 HRS/MON; 3 HRS/MON During Trading Hours; Evaluate investment performance of Foundation assets and facilitate distributions to the Betty Brinn Children's Museum as needed. 4. Christ King Athletic Association; Not Investment-Related; 2604 N Swan Blvd Milwaukee, WI 53226; Non-Profit; Athletic Director; 5 HRS/MON; 2 HRS/MON During Trading Hours. 5. Christ King Catholic Parish; Investment-Related; 2604 N Swan Blvd Milwaukee, WI 53226; Non-Profit; Member of Finance Council; 2 HRS/MON; None During Trading Hours; Review Finances, Evaluate Financial Needs, and Approve Spending.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-12-29

Designations