James Jay Hannigan

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 10/2024
  American Portfolios
  Hauppauge, NY
• 10/2005 → Present
  Hauppauge Tax Advisors Inc
  Hauppauge, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2008-04-03 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. PINNACLE TAXX ADVISORS - INCOME TAX PREPARATION, NON-INVESTMENT RELATED. FEE BASED, COMPENSATION IS BASED, VARIES $15-20K. SEASONAL 100-120 HRS/MONTH, SEASONAL 4-5 HRS PER DAY DURING MARKET HRS. 2. PINNACLE TAXX ADVISORS POSITION: TAX PREPARER NATURE: INCOME TAX PREPARATION INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2003 ADDRESS: 700 VETERANS HWY. STE 307, HAUPPAUGE NY 11788, United States DESCRIPTION: PERSONAL INCOME TAX PREPARATION 3. FIXED INSURANCE POSITION: INSURANCE SALES NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2003 ADDRESS: 700 VETERANS HWY. STE 307, HAUPPAUGE NY 11788, United States DESCRIPTION: FIXED INSURANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-17
• S63 Uniform Securities Agent State Law Examination
  2002-04-18