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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-01
WI RA APPROVED 2014-11-11
  • TX RA
    APPROVED
    Since 2024-08-01
  • WI RA
    APPROVED
    Since 2014-11-11

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Waunakee, WI • United States

2711 Allen Blvd, Suite 322, Middleton, WI 53562 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-11-30
WI RA APPROVED 2010-11-30
  • TX RA
    APPROVED
    Since 2010-11-30
  • WI RA
    APPROVED
    Since 2010-11-30

Branch Locations

2711 Allen Blvd, Suite 322, Middleton, WI 53562 • United States

2303 Malone Street, Waunakee, WI 53597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Middleton WI 11/2010 Present
Private Advisor Group, Llc Middleton WI 10/2014 Present
Previous Registrations
  • 2008-08-01 → 2010-11-30
    Nrp Advisors, Inc.
    Madison, WI
  • 2007-04-02 → 2008-08-06
    Morgan Stanley & Co. Llc
    Madison, WI
  • 2005-03-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Madison, WI
    Madison, WI
  • 2004-02-04 → 2005-03-14
    Kansas City, MO
Other Businesses

1. 5/2/11- MHK RETIREMENT PARTNERS- Inv Rel- At Reported Bus Loc(s)- DBA for LPL Bus (entity for LPL business) 2. 9/17/13- THE MHK GRP- Inv Rel- At Reported Bus Loc(s)- DBA for LPL Bus (entity for LPL business) 3. 2/26/15- PRIVATE ADV GRP- Inv Rel- At Reported Bus Loc(s)- REG INV ADVHYBRID- IAR- Start 1/1/15- 160 Hrs Per Month/150 Hrs During Securities Trading 4. 3/16/15- BCG TERMINAL FUNDING- Inv Rel- At Reported Bus Loc(s)- NON-VARIABLE INSURANCE- Start 2/18/15- 3 Hrs Per Month During Sec Trading 5. 3/26/19- Fin Services- Not Inv Rel- At Reported Bus Loc(s)- Bus Entity For Tax/Inv Purposes Only- Start 1/1/19- 60 Hrs Per Month/50 Hrs During Securities Trading 6. 12/10/20- Advisor's (k)are Solution- Inv Rel- At Reported Bus Location(s)- Registered Inv Adv DBA- Start 10/1/20- 20 Hrs Per Month/10 Hrs During Securities Trading - I provide inv adv services through Private Adv Grp, an indt inv adv firm. I started this bus activity in 12/2020. I expect to spend approximately 20 hours per month on this activity. Please see the adv firm's Form ADV for more info about its address, the nature of its bus, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 6/7/22- Policygenius Inc.- Inv Rel- At Reported Bus Loc(s)- Producer- Start 6/1/22- 2 Hrs Per Month/ 0 Hrs During Securities Trading 8. 8/10/22- Source Financial- Inv Rel- At Reported Bus Loc(s)- Registered Inv Adv DBA- Start 1/1/19- 60 Hrs Per Month/50 Hrs During Securities Trading - I provide inv adv services through Private AdvGrp, an ind inv adv firm. I started this business activity in 06/22. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more info about its address, the nature of its bus, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Fin 9. 11/10/22- One Light Enterprise, LLC DBA Source Financial- Inv Rel- At Reported Bus Loc(s)- Tax Prep/Accounting/CPA- Start 8/10/22- 1 Hr Per Month/0 Hrs During Securities Trading 10. 11/10/22- Source Financial- Inv Rel- At Reported Bus Loc(s)- DBA for LPL Bus (entity for LPL bus)- Start 4/4/19 - 40 Hrs Per Month/4 Hrs During Securities Trading 11. 5/16/23- Standard of (k)are Advisors / SOK Advisors- INV REL- At Reported Business Location(s)- Registered Investment Advisor DBA- Start 1/1/2023- 80 Hrs Per Month/ 60 Hrs During Securities Trading- I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/16/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 12/17/2024- Standard of (k)are, LLC- Other - Standard of (k)are, LLC- Not INV Related- At Reported Business Location(s)- Start date 08/09/2013- 20 Hours Per Month- 3 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-01
  • S66 Uniform Combined State Law Examination
    2003-07-01
Other Names
  • P Christopher Krueger
  • Paul Christopher Krueger
  • P Christophe Krueger

View on SEC IAPD

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