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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-01 |
| WI | RA | APPROVED | 2014-11-11 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Waunakee, WI • United States
2711 Allen Blvd, Suite 322, Middleton, WI 53562 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-11-30 |
| WI | RA | APPROVED | 2010-11-30 |
Branch Locations
2711 Allen Blvd, Suite 322, Middleton, WI 53562 • United States
2303 Malone Street, Waunakee, WI 53597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Middleton | WI | 11/2010 | Present |
| Private Advisor Group, Llc | Middleton | WI | 10/2014 | Present |
1. 5/2/11- MHK RETIREMENT PARTNERS- Inv Rel- At Reported Bus Loc(s)- DBA for LPL Bus (entity for LPL business) 2. 9/17/13- THE MHK GRP- Inv Rel- At Reported Bus Loc(s)- DBA for LPL Bus (entity for LPL business) 3. 2/26/15- PRIVATE ADV GRP- Inv Rel- At Reported Bus Loc(s)- REG INV ADVHYBRID- IAR- Start 1/1/15- 160 Hrs Per Month/150 Hrs During Securities Trading 4. 3/16/15- BCG TERMINAL FUNDING- Inv Rel- At Reported Bus Loc(s)- NON-VARIABLE INSURANCE- Start 2/18/15- 3 Hrs Per Month During Sec Trading 5. 3/26/19- Fin Services- Not Inv Rel- At Reported Bus Loc(s)- Bus Entity For Tax/Inv Purposes Only- Start 1/1/19- 60 Hrs Per Month/50 Hrs During Securities Trading 6. 12/10/20- Advisor's (k)are Solution- Inv Rel- At Reported Bus Location(s)- Registered Inv Adv DBA- Start 10/1/20- 20 Hrs Per Month/10 Hrs During Securities Trading - I provide inv adv services through Private Adv Grp, an indt inv adv firm. I started this bus activity in 12/2020. I expect to spend approximately 20 hours per month on this activity. Please see the adv firm's Form ADV for more info about its address, the nature of its bus, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 6/7/22- Policygenius Inc.- Inv Rel- At Reported Bus Loc(s)- Producer- Start 6/1/22- 2 Hrs Per Month/ 0 Hrs During Securities Trading 8. 8/10/22- Source Financial- Inv Rel- At Reported Bus Loc(s)- Registered Inv Adv DBA- Start 1/1/19- 60 Hrs Per Month/50 Hrs During Securities Trading - I provide inv adv services through Private AdvGrp, an ind inv adv firm. I started this business activity in 06/22. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more info about its address, the nature of its bus, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Fin 9. 11/10/22- One Light Enterprise, LLC DBA Source Financial- Inv Rel- At Reported Bus Loc(s)- Tax Prep/Accounting/CPA- Start 8/10/22- 1 Hr Per Month/0 Hrs During Securities Trading 10. 11/10/22- Source Financial- Inv Rel- At Reported Bus Loc(s)- DBA for LPL Bus (entity for LPL bus)- Start 4/4/19 - 40 Hrs Per Month/4 Hrs During Securities Trading 11. 5/16/23- Standard of (k)are Advisors / SOK Advisors- INV REL- At Reported Business Location(s)- Registered Investment Advisor DBA- Start 1/1/2023- 80 Hrs Per Month/ 60 Hrs During Securities Trading- I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/16/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 12/17/2024- Standard of (k)are, LLC- Other - Standard of (k)are, LLC- Not INV Related- At Reported Business Location(s)- Start date 08/09/2013- 20 Hours Per Month- 3 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-01 |
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