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1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-14 |
Branch Locations
200 West Jackson Suite 1800, Chicago, IL 60606 • United States
1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chicago | IL | 09/2014 | 02/2023 |
| Halo Investing | Chicago | IL | 02/2023 | Present |
| Halo Investment Services, Llc | Chicago | IL | 02/2024 | Present |
HALO SECURITIES, LLC BROKER DEALER REGIONAL VICE PRESIDENT/REGISTERED REPRESENTATIVE SINCE 02/2023 INVESTMENT RELATED HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 02/2024 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-02 |
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