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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-15 |
| WA | RA | APPROVED | 2021-11-15 |
Branch Locations
10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Woodinville | WA | 07/2007 | 09/2017 |
| Kestra Financial, Inc. | Redmond | WA | 12/2017 | 07/2020 |
| Lpl Financial | Redmond | WA | 07/2020 | 11/2021 |
| D.A. Davidson & Co. | Bellevue | WA | 11/2021 | Present |
1) 08/2021 - Real Estate Rental - Investment Related - 22839 NE 132nd PL, Redmond, WA 98053 2) CHRISTINA LEE; INVESTMENT RELATED; LYNNWOOD, WA; RENTAL PROPERTY; CO-OWNER; START 12/17/21; 1 HR/MO; NO TIME DURING SECURITIES TRADING HOURS; CO-OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-30 |
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