James K. Merkley

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → Present
  Ubs Financial Services Inc
  Rochester, NY

Previous Registrations

• 2007-04-02 → 2009-02-24
  Morgan Stanley & Co. Llc
  Rochester, NY
• 2006-09-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rochester, NY
  Rochester, NY

Other Businesses

1)OAK HILL COUNTRY CLUB CO-CHAIRPERSON CORPORATE CHALETS/TENTS. 2)BOARD OF TRUSTEES-HILLSIDE CHILDRENS FOUNDATION.3) SERVE AS OFFICER AT ROCHESTER BUSINESSMENS CHARITABLE ORGANIZATION. 4)OAK HILL COUNTRY CLUB BOARD OF GOVERNORS. 5)Oak Hill Country Club / 1 Kilbourn Rd Rochester,NY 14618 / Other/ Sport & Leisure Facilities / Golf Club / Member of Board of directors / Oversight of the management of the country club / Start Date 5/1/2019 Country Club

Exams

• S66 Uniform Combined State Law Examination
  2002-08-29

Other Names

• James K. Merkley
• James K. K. Merkley