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Matthew John Alepra

LPl Financial LLC

Gillespie, IL

CRD 4543506

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-09-18
IL RA APPROVED 2007-05-30
  • TX RA
    APPROVED_RES
    Since 2009-09-18
  • IL RA
    APPROVED
    Since 2007-05-30

Branch Locations

Gillespie, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Litchfield IL 05/2007 Present
Previous Registrations
  • 2004-10-20 → 2007-05-31
    Banc Of America Investment Services, Inc.
    Hillsboro, IL
    Hillsboro, IL
  • 2003-07-25 → 2004-10-20
    Quick & Reilly, Inc.
    Chicago, IL
  • 2003-06-30 → 2003-07-16
    Chicago, IL
Other Businesses

1. 05/25/2007 - Alepra Investment Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/11/2008 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - MATT ALEPRA INVESTMENTS, INC. - FOR ACCOUNTING PURPOSES ONLY. - TIME SPENT 0% - LITCHFIELD, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-24
  • S66 Uniform Combined State Law Examination
    2003-01-24
Other Names
  • Matthew Alepra

View on SEC IAPD

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