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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-18 |
| IL | RA | APPROVED | 2007-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Litchfield | IL | 05/2007 | Present |
1. 05/25/2007 - Alepra Investment Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/11/2008 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - MATT ALEPRA INVESTMENTS, INC. - FOR ACCOUNTING PURPOSES ONLY. - TIME SPENT 0% - LITCHFIELD, IL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-24 |
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