John Michael Stern

Current Employers

Pks Investment Advisors Llc

1801 Sweetbay Drive, Salisbury, MD 21804 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2000-01-12

MD RA
APPROVED

Since 2000-01-12

Branch Locations

1801 Sweetbay Drive, Salisbury, MD 21804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pks Investment Advisors Llc	Salisbury	MD	08/1999	12/2020
Pks & Company, P.A.	Salisbury	MD	12/1985	12/2020
Pks & Company, P.A.	Salisbury	MD	01/2020	Present
Pks Investment Advisors Llc	Salisbury	MD	01/2020	Present

08/1999 → 12/2020

Pks Investment Advisors Llc

Salisbury, MD
12/1985 → 12/2020

Pks & Company, P.A.

Salisbury, MD
01/2020 → Present

Pks & Company, P.A.

Salisbury, MD
01/2020 → Present

Pks Investment Advisors Llc

Salisbury, MD

Other Businesses

PKS & COMPANY, P.A. 1801 SWEETBAY DRIVE SALISBURY, MD 21804 NON-INVESTMENT RELATED ACCOUNTING FIRM ADVISOR JANUARY 2020-PRESENT DEVOTES APPROXIMATELY 140 HOURS PER MONTH, 90% OF WHICH ARE DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-23

S65 Uniform Investment Adviser Law Examination

1999-12-23

Designations

View on SEC IAPD