Michael Paul Fornal

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-02
MA	RA	APPROVED	2018-11-02

CA RA
APPROVED

Since 2018-11-02
MA RA
APPROVED

Since 2018-11-02

Branch Locations

Marshfield, MA • United States

160 Gould Street Suite 212, Needham Heights, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jhfn Sii	Needham Heights	MA	12/2010	11/2018
Royal Alliance Associates, Inc.	Boston	MA	11/2018	Present

12/2010 → 11/2018

Jhfn Sii

Needham Heights, MA
11/2018 → Present

Royal Alliance Associates, Inc.

Boston, MA

Previous Registrations

2010-12-21 → 2018-11-02

Signator Investors, Inc.

South Boston, MA

Needham Heights, MA

Boston, MA
2008-12-11 → 2010-12-31

John Hancock Investment Management Llc

Boston, MA
2003-05-12 → 2006-12-31

John Hancock Distributors Llc

Boston, MA

Boston, MA
2002-08-19 → 2002-10-25

Ameriprise Financial Services, Llc

Woodbridge, CT

Other Businesses

1. INSURANCE BROKERAGE POSITION: Financial Advisor NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/31/2019 ADDRESS: 160 Gould Street, SUITE 212, Needham Heights MA 02494, United States DESCRIPTION: Provide Insurance policies to clients who request or require insurance 2. CENTINEL FINANCIAL GROUP / MARK SULLIVAN POSITION: Financial Advisor NATURE: Sole Prop, Centinel FG and Mark Sullivan are my OSJ INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/04/2015 ADDRESS: 160 Gould Street, Suite 212, Needham Heights MA 02494, United States DESCRIPTION: Financial Advisor; All duties of a financial advisor

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-16

S66 Uniform Combined State Law Examination

2002-08-16

View on SEC IAPD