Adam Alan Weiss

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-02
FL	RA	APPROVED	2013-07-03
NJ	RA	APPROVED	2003-07-01

TX RA
APPROVED_RES

Since 2015-12-02
FL RA
APPROVED

Since 2013-07-03
NJ RA
APPROVED

Since 2003-07-01

Branch Locations

Fort Lauderdale, FL • United States

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Linwood	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Linwood	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Linwood, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Linwood, NJ

Previous Registrations

2002-06-07 → 2003-07-01

Prudential Equity Group, Llc

Linwood, NJ

Other Businesses

TRUSTEE FOR MOTHER, INVESTMENT RELATED, LINWOOD, NJ, START: 12/15/2009, 2 HOURS PER MONTH/0 DURING TRADING. CO-TRUSTEE FOR SON, INV REALTED, LINWOOD, NJ, START: 09/19/2006, 2 HRS/MONTH, 0 HRS DURING TRADING. CO-TRUSTEE FOR FATHER, INVESTMENT RELATED, BOCA RATON, FL, START: 12/2020, 1 HR PER MONTH; 1 HR DURING TRADING. CONTINGENT BENEFICIARY, SUCCESS TTEE AND SUCCESSOR EXECUTER, POA for former wife; INV RELATED;BOCA RATON,FL; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 05/12/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-26
S63	Uniform Securities Agent State Law Examination	2000-01-14

S65 Uniform Investment Adviser Law Examination

2000-01-26
S63 Uniform Securities Agent State Law Examination

2000-01-14

View on SEC IAPD