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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 06/2016 | 02/2021 |
| Wanish Custom Cropping Llc | New Franken | WI | 06/2014 | Present |
| Rbc Capital Markets, Llc | Depere | WI | 02/2021 | Present |
WANISH CUSTOM CROPPING, LLC, 6031 SEIDL RD, NEW FRANKEN WI 54229; NOT INVESTMENT RELATED; CUSTOM FARM WORK INCLUDING MANURE SPREADING, BALING, CHOPPING, PLOWING, PLANTING CROPS FOR AREA FARMERS; 25% OWNER; STARTED 6/26/14; 15 HOURS PER MONTH, NONE DURING TRADING HOURS; PROVIDES CLERICAL SUPPORT FOR HUSBAND & SON AS NEEDED, INCLUDING TRAVELING FOR PARTS AS NEEDED FOR THE EQUIPMENT, TRANSFERRING THEM FROM FARM TO FARM & OTHER ERRANDS AS NEEDED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-13 |
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