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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-02-07 |
| TX | RA | APPROVED | 2023-02-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Brookline | MA | 03/2006 | 10/2017 |
| Securities America, Inc. | Newton | MA | 10/2017 | Present |
| Securities America Advisors | Newton | MA | 10/2017 | Present |
| Lpl Financial Llc | Northborough | MA | 02/2022 | Present |
1) 01/20/2023 - Longwood FInancial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2006 2) 01/20/2023 - 148 Realty LLC - Real Estate Rental - Wayland, MA - Start: 05/2022 3) 01/20/2023 - Two Thousand Realty Associates - LP ( Limited Partner ) - Real Estate Rental - Newton, MA - Start: 04/2021 4) 2/1/2023 - Wayland Dads - Not Investment Related - 100 Draper Rd. Wayland, MA 01778 - For-Profit Board Member - Board Member - Start Date - 01/01/2017 - 4 Hours Per Month/5 Hours During Securities Trading - Time Spent 2% 5) 11/11/2024 - Merit Ins Services - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/01/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
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