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6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| KS | RA | APPROVED | 2021-11-01 |
Branch Locations
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
1420 Wakarusa Drive, Suite 202, Lawrence, KS 66049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Personalized Brokerage Services | Topeka | KS | 05/2003 | 01/2017 |
| Bk Financial | Lawrence | KS | 01/2017 | 03/2018 |
| Financial Life Matters | Lawrence | KS | 01/2017 | Present |
| Horter Investment Management, Llc | Cincinnati | OH | 02/2017 | 10/2021 |
| Christy Financial Services, Llc | Lawrence | KS | 08/2019 | Present |
| Changepath Llc | Leawood | KS | 11/2021 | Present |
The Name of the other business: Christy Financial Services, LLC Investment Related?: Yes Address of other business: 1127 Sawhill Drive, Lawrence, KS 66049 Nature of other business: Insurance Solutions (Life, Annuities, Long-Term Care) and business consulting Your position: President Start Date: 08/15/2019 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 130 Briefly describe your duties: Sale of insurance products and business consulting. The Name of the other business: BK Financial Investment Related?: Yes Address of other business: 1127 Sawhill Drive Lawrence, KS 66049 Nature of other business: Insurance and Advisory Your position: President Start Date: 01/2017 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 160 Briefly describe your duties: Insurance Solutions (Life, Annuities, Long-Term Care) and advisory business The Name of the other business: Financial Life Matters Investment Related?: Yes Address of other business: 1420 Wakarusa Drive, Suite 202, Lawrence, KS 66049 Nature of other business: Insurance and Advisory Your position: Agent Start Date: 01/2017 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 160 Briefly describe your duties: Insurance Solutions (Life, Annuities, Long-Term Care) and advisory business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-27 |
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