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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
MO RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • MO RA
    APPROVED
    Since 2013-02-13

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Chesterfield MO 02/2013 Present
Previous Registrations
  • 2005-05-19 → 2013-02-13
    Morgan Keegan & Company, Llc
    Swansea, IL
    Town And Country, MO
    Granite City, IL
    St. Louis, MO
    St. Louis, MO
    St. Ann, MO
  • 2002-07-31 → 2005-05-26
    Morgan Stanley Dw Inc.
    Chesterfield, MO
Other Businesses

(1)Name of Business: St Louis Youth Soccer Association Address: 2155 Creve Coeur Mill Road, St. Louis, MO, 63146, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 03/28/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: officiate youth soccer games

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-19
  • S66 Uniform Combined State Law Examination
    2002-07-19

View on SEC IAPD

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