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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
25195 Sw Parkway Ste 201, Wilsonville, OR 97070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Distributors, Inc. | Topeka | KS | 06/2001 | 07/2018 |
| Cetera Advisors Llc | Denver | CO | 07/2018 | Present |
| Foster And Associates | Wilsonville | OR | 12/2018 | 04/2021 |
| Foster & Associates, Inc. | Wilsonville | OR | 04/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 7/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES, AND LONG TERM CARE. 2) NAME OF OTHER BUSINESS: AMERICAN ADVANTAGE INSURANCE AGENCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AGENT FOR CORRESPONDENCE; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADDRESS TO RECEIVE OFFICIAL CORRESPONDENCE FROM THE STATE OF OREGON; 2) NAME OF OTHER BUSINESS: FOSTER & ASSOCIATES, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: AMERICAN ADVANTAGE INSURANCE AGENCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AGENT FOR CORRESPONDENCE; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADDRESS TO RECEIVE OFFICIAL CORRESPONDENCE FROM THE STATE OF OREGON;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-15 |
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