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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • OR RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

25195 Sw Parkway Ste 201, Wilsonville, OR 97070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security Distributors, Inc. Topeka KS 06/2001 07/2018
Cetera Advisors Llc Denver CO 07/2018 Present
Foster And Associates Wilsonville OR 12/2018 04/2021
Foster & Associates, Inc. Wilsonville OR 04/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2001 → 07/2018
    Security Distributors, Inc.
    Topeka, KS
  • 07/2018 → Present
    Cetera Advisors Llc
    Denver, CO
  • 12/2018 → 04/2021
    Foster And Associates
    Wilsonville, OR
  • 04/2021 → Present
    Foster & Associates, Inc.
    Wilsonville, OR
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 7/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES, AND LONG TERM CARE. 2) NAME OF OTHER BUSINESS: AMERICAN ADVANTAGE INSURANCE AGENCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AGENT FOR CORRESPONDENCE; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADDRESS TO RECEIVE OFFICIAL CORRESPONDENCE FROM THE STATE OF OREGON; 2) NAME OF OTHER BUSINESS: FOSTER & ASSOCIATES, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: AMERICAN ADVANTAGE INSURANCE AGENCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: AGENT FOR CORRESPONDENCE; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADDRESS TO RECEIVE OFFICIAL CORRESPONDENCE FROM THE STATE OF OREGON;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-11
S63 Uniform Securities Agent State Law Examination 2009-01-15
  • S65 Uniform Investment Adviser Law Examination
    2018-09-11
  • S63 Uniform Securities Agent State Law Examination
    2009-01-15

View on SEC IAPD

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