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James Douglas Willson

Mml Investors Services, LLC

Roseville, CA

Granite Bay, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-09
  • CA RA
    APPROVED
    Since 2024-01-09

Branch Locations

1410 Rocky Ridge Dr Ste 330, Roseville, CA 95661 • United States

4168 Douglas Blvd Suite 200, Granite Bay, CA 95746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Distributors Granite Bay CA 08/2015 08/2019
Unemployed Granite Bay CA 08/2019 08/2021
The Leaders Group Inc Littleton CO 08/2021 12/2021
Unemployed Granite Bay CA 01/2022 03/2022
The Leaders Group Inc Granite Bay CA 04/2022 02/2023
Massmutual Life Insurance Company Granite Bay CA 01/2023 Present
Mml Investors Services, Llc Granite Bay CA 03/2023 Present
  • 08/2015 → 08/2019
    Lincoln Financial Distributors
    Granite Bay, CA
  • 08/2019 → 08/2021
    Unemployed
    Granite Bay, CA
  • 08/2021 → 12/2021
    The Leaders Group Inc
    Littleton, CO
  • 01/2022 → 03/2022
    Unemployed
    Granite Bay, CA
  • 04/2022 → 02/2023
    The Leaders Group Inc
    Granite Bay, CA
  • 01/2023 → Present
    Massmutual Life Insurance Company
    Granite Bay, CA
  • 03/2023 → Present
    Mml Investors Services, Llc
    Granite Bay, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-20
S63 Uniform Securities Agent State Law Examination 2000-05-23
  • S65 Uniform Investment Adviser Law Examination
    2023-11-20
  • S63 Uniform Securities Agent State Law Examination
    2000-05-23
Other Names
  • Jim Willson
  • James Douglas Willson

View on SEC IAPD

Other Firms

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DCA MANAGEMENT COMPANY, INC.
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
MERCER GLOBAL ADVISORS INC.
NORTHROCK PARTNERS, LLC

Other Investors

KHOLT T. MULDERRIG
Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

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