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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-01 |
| CA | RA | APPROVED | 2022-08-11 |
Branch Locations
5250 North Palm Avenue Suite 321, Fresno, CA 93704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Francisco | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 08/2022 |
| Morgan Stanley Smith Barney Llc | Fresno | CA | 08/2022 | Present |
*515058- Skin Specialists LLC; Investment related-Yes; Fresno, California; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2019; During business hours: 0; After business hours: 20
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
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