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Kevin M Tierney

Raymond James & Associates, Inc.

Covington, KY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-24
KY RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2022-02-24
  • KY RA
    APPROVED
    Since 2013-02-13

Branch Locations

100 E. Rivercenter Blvd Suite 400, Covington, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Covington KY 02/2013 Present
Previous Registrations
  • 2006-05-15 → 2013-02-13
    Morgan Keegan & Company, Llc
    Covington, KY
  • 1999-08-18 → 2006-06-01
    Ubs Financial Services Inc.
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-17
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1998-09-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04

View on SEC IAPD

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