James Salvatore Mantione

Current Employers

Employment History

• 02/2011 → Present
  Lpl Financial Llc
  Bayside, NY
• 09/2012 → Present
  Private Advisor Group, Llc
  Bayside, NY

Previous Registrations

• 2006-05-02 → 2011-02-08
  Chase Investment Services Corp.
  Hollis, NY
  New York, NY
  New York, NY
  New York, NY
  Bayside, NY
  New York, NY
• 2006-04-03 → 2006-04-25
  Cuna Brokerage Services, Inc.
  Farmingville, NY

Other Businesses

(1) 04/12/2011: JAMES MANTIONE WEALTH MANAGEMENT, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). (2) 11/08/2011: JAMES MANTIONE WEALTH MANAGEMENT INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - AGENT. INS TYPES: LIFE, FIXED ANNUITY. (3) 5/24/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:05/06/2013 - 120 Hour(s) Per Month/6 Hour(s) During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/24/2018. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-27
• S65 Uniform Investment Adviser Law Examination
  1999-05-13
• S63 Uniform Securities Agent State Law Examination
  1998-10-29