Steven Thomas Hess

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1998 → Present
  Wealth Enhancement Group, Llc
  Wayzata, MN
• 02/2007 → Present
  Wealth Enhancement Brokerage Services, Llc
  Wayzata, MN
• 02/2007 → 06/2025
  Lpl Financial Llc
  Edina, MN
• 12/2001 → Present
  Wealth Enhancement Advisory Services, Llc
  Wayzata, MN

Previous Registrations

• 2007-02-02 → 2023-09-28
  Lpl Financial Llc
  Edina, MN
  Fort Mill, SC
  Eden Prairie, MN
  Cape Coral, FL

Other Businesses

1. 02/02/2007 - NO BUSINESS NAME - Wealth Enhancement Group - INV REL - AT REPORTED LOCATION - 10% TIME SPENT - Agent selling traditional insurance, fixed annuities, disability and ltc. 2. 03/12/2007 - Wealth Enhancement Advisory Services, LLC - INV REL - AT REPORTED BUSINESS LOCATION - Registered Investment Advisor - Registered Invesment Advisor. 3. 05/04/2009 - NO BUSINESS NAME - OHTER-RADIO - INV REL - AT REPORTED BUSINESS LOCATION - Participate in WEG radio program. Content of this program is reviewed by Advertising Compliance. 4. 11/30/2010 - Steven T Hess, WEG, Inc - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - This is simply a corporation for ownership of my Wealth Enhancement Group Company Stock in which generates a K1 - 0% TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-22
• S63 Uniform Securities Agent State Law Examination
  1998-09-18

Designations

• Certified Financial Planner