Stacy L Connor

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-12
MD	RA	APPROVED	2024-03-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Suntrust Investment Services	Rockville	MD	06/2005	02/2018
Raymond James Financial Services, Inc.	Catonsville	MD	03/2018	06/2018
Raymond James Financial Services Advisors Inc.	Catonsville	MD	03/2018	06/2018
Integrated Financial Planning Services	Heidelberg		06/2020	08/2021
Unemployed	Severn	MD	06/2018	06/2020
Lpl Financial Llc	Catonsville	MD	09/2021	12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	02/2024	Present
Bank Of America, N.A.	Columbia	MD	04/2024	Present

06/2005 → 02/2018

Suntrust Investment Services

Rockville, MD
03/2018 → 06/2018

Raymond James Financial Services, Inc.

Catonsville, MD
03/2018 → 06/2018

Raymond James Financial Services Advisors Inc.

Catonsville, MD
06/2020 → 08/2021

Integrated Financial Planning Services

Heidelberg
06/2018 → 06/2020

Unemployed

Severn, MD
09/2021 → 12/2023

Lpl Financial Llc

Catonsville, MD
02/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
04/2024 → Present

Bank Of America, N.A.

Columbia, MD

2022-01-31 → 2023-12-20

Lpl Financial Llc

Catonsville, MD
2018-03-06 → 2018-06-26

Raymond James Financial Services Advisors, Inc

Catonsville, MD
2016-09-15 → 2018-03-02

Truist Advisory Services, Inc.

Laurel, MD
2005-08-31 → 2016-12-31

Truist Investment Services, Inc.

Laurel, MD

Laurel, MD

Laurel, MD

Laurel, MD

Laurel, MD

Rockville, MD

Laurel, MD

1) 9/2021- RETIREMENT & INVESTMENT GROUP LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Catonsville, MD

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-24
S66	Uniform Combined State Law Examination	2005-08-30

Other Firms