David Michael Mitchell

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-01-24
ME	RA	APPROVED	2013-06-20

TX RA
APPROVED_RES

Since 2017-01-24
ME RA
APPROVED

Since 2013-06-20

Branch Locations

Falmouth, ME • United States

Two Portland Square, 7Th Floor, Portland, ME 04101 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Portland	ME	06/2013	Present

06/2013 → Present

Raymond James & Associates, Inc.

Portland, ME

Previous Registrations

2009-06-01 → 2013-07-02

Morgan Stanley

Portland, ME
2005-12-13 → 2009-06-01

Citigroup Global Markets Inc.

Portland, ME

Portland, ME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-28
S63	Uniform Securities Agent State Law Examination	1998-08-26

S65 Uniform Investment Adviser Law Examination

1998-09-28
S63 Uniform Securities Agent State Law Examination

1998-08-26