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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-10 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Woodbridge | NJ | 07/1998 | 10/2025 |
| Axa Advisors, Llc | Los Angeles | CA | 07/1998 | 02/2019 |
| Massmutual Life Insurance Co | East Hills | NY | 11/2025 | Present |
| Mml Investors Services, Llc | East Hills | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-24 |
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